0001104659-24-096969.txt : 20240904
0001104659-24-096969.hdr.sgml : 20240904
20240904190752
ACCESSION NUMBER: 0001104659-24-096969
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240830
FILED AS OF DATE: 20240904
DATE AS OF CHANGE: 20240904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lowe Adam Joseph
CENTRAL INDEX KEY: 0001885801
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39687
FILM NUMBER: 241278894
MAIL ADDRESS:
STREET 1: C/O COMPOSECURE, INC.
STREET 2: 309 PIERCE STREET
CITY: SOMERSET
STATE: NJ
ZIP: 08873
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CompoSecure, Inc.
CENTRAL INDEX KEY: 0001823144
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 09 Crypto Assets
IRS NUMBER: 852749902
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 309 PIERCE STREET
CITY: SOMERSET
STATE: NJ
ZIP: 08873
BUSINESS PHONE: 908-518-0500EXT.1390
MAIL ADDRESS:
STREET 1: 309 PIERCE STREET
CITY: SOMERSET
STATE: NJ
ZIP: 08873
FORMER COMPANY:
FORMER CONFORMED NAME: Roman DBDR Tech Acquisition Corp.
DATE OF NAME CHANGE: 20200901
4
1
tm2423379-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-08-30
0
0001823144
CompoSecure, Inc.
CMPO
0001885801
Lowe Adam Joseph
C/O COMPOSECURE, INC.
309 PIERCE STREET
SOMERSET
NJ
08873
0
1
0
0
Chief Product & Innov. Officer
0
Class A Common Stock
2024-08-30
4
M
0
2100
4.31
A
1294319
D
Class A Common Stock
2024-08-30
4
S
0
2100
11.81
D
1292219
D
Class A Common Stock
2024-09-03
4
M
0
9690
4.31
A
1301909
D
Class A Common Stock
2024-09-03
4
S
0
9690
11.82
D
1292219
D
Stock Option (Right to Buy)
4.31
2024-08-30
4
M
0
2100
4.31
D
2028-10-30
Class A Common Stock
2100
291823
D
Stock Option (Right to Buy)
4.31
2024-09-03
4
M
0
9690
4.31
D
2028-10-30
Class A Common Stock
9690
282133
D
The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $11.80 to $11.83, inclusive. The reporting person undertakes to provide CompoSecure, Inc. (the "Issuer"), any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $11.80 to $11.86, inclusive. The reporting person undertakes to provide CompoSecure, Inc. (the "Issuer"), any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Includes (A) 267,583 restricted stock units ("RSUs"), which will vest on January 1, 2025, (B) 267,583 RSUs, which will vest on January 1, 2026, and (C) 73,925 RSUs, which will vest on January 1, 2027. The RSUs will be settled into Class A Common Stock upon vesting and may be settled net of shares withheld to pay applicable taxes.
Includes 130,976 performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting.
Includes 221,773 performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting.
All of the shares subject to this option are fully vested and exercisable as of the date hereof.
/s/ Adam Lowe, by attorney-in-fact Timothy Fitzsimmons
2024-09-04