0001104659-24-096969.txt : 20240904 0001104659-24-096969.hdr.sgml : 20240904 20240904190752 ACCESSION NUMBER: 0001104659-24-096969 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240830 FILED AS OF DATE: 20240904 DATE AS OF CHANGE: 20240904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lowe Adam Joseph CENTRAL INDEX KEY: 0001885801 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39687 FILM NUMBER: 241278894 MAIL ADDRESS: STREET 1: C/O COMPOSECURE, INC. STREET 2: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CompoSecure, Inc. CENTRAL INDEX KEY: 0001823144 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 852749902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 908-518-0500EXT.1390 MAIL ADDRESS: STREET 1: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 FORMER COMPANY: FORMER CONFORMED NAME: Roman DBDR Tech Acquisition Corp. DATE OF NAME CHANGE: 20200901 4 1 tm2423379-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-08-30 0 0001823144 CompoSecure, Inc. CMPO 0001885801 Lowe Adam Joseph C/O COMPOSECURE, INC. 309 PIERCE STREET SOMERSET NJ 08873 0 1 0 0 Chief Product & Innov. Officer 0 Class A Common Stock 2024-08-30 4 M 0 2100 4.31 A 1294319 D Class A Common Stock 2024-08-30 4 S 0 2100 11.81 D 1292219 D Class A Common Stock 2024-09-03 4 M 0 9690 4.31 A 1301909 D Class A Common Stock 2024-09-03 4 S 0 9690 11.82 D 1292219 D Stock Option (Right to Buy) 4.31 2024-08-30 4 M 0 2100 4.31 D 2028-10-30 Class A Common Stock 2100 291823 D Stock Option (Right to Buy) 4.31 2024-09-03 4 M 0 9690 4.31 D 2028-10-30 Class A Common Stock 9690 282133 D The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $11.80 to $11.83, inclusive. The reporting person undertakes to provide CompoSecure, Inc. (the "Issuer"), any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $11.80 to $11.86, inclusive. The reporting person undertakes to provide CompoSecure, Inc. (the "Issuer"), any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Includes (A) 267,583 restricted stock units ("RSUs"), which will vest on January 1, 2025, (B) 267,583 RSUs, which will vest on January 1, 2026, and (C) 73,925 RSUs, which will vest on January 1, 2027. The RSUs will be settled into Class A Common Stock upon vesting and may be settled net of shares withheld to pay applicable taxes. Includes 130,976 performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting. Includes 221,773 performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting. All of the shares subject to this option are fully vested and exercisable as of the date hereof. /s/ Adam Lowe, by attorney-in-fact Timothy Fitzsimmons 2024-09-04