0001104659-24-001007.txt : 20240103 0001104659-24-001007.hdr.sgml : 20240103 20240103190417 ACCESSION NUMBER: 0001104659-24-001007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240101 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gourbault Amanda Mandy CENTRAL INDEX KEY: 0001900531 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39687 FILM NUMBER: 24509062 MAIL ADDRESS: STREET 1: C/O COMPOSECURE, INC. STREET 2: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CompoSecure, Inc. CENTRAL INDEX KEY: 0001823144 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 852749902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 908-518-0500EXT.1390 MAIL ADDRESS: STREET 1: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 FORMER COMPANY: FORMER CONFORMED NAME: Roman DBDR Tech Acquisition Corp. DATE OF NAME CHANGE: 20200901 4 1 tm241523-5_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-01-01 0 0001823144 CompoSecure, Inc. CMPO 0001900531 Gourbault Amanda Mandy C/O COMPOSECURE, INC. 309 PIERCE STREET SOMERSET NJ 08873 0 1 0 0 Chief Revenue Officer 0 Class A Common Stock 2024-01-01 4 F 0 60725 5.40 D 791245 D Class A Common Stock 2024-01-01 4 F 0 21315 5.40 D 730520 D Class A Common Stock 2024-01-01 4 F 0 12408 5.40 D 718112 D Class A Common Stock 14397 I See Footnote Reflects the number of shares withheld in satisfaction of applicable tax withholding obligations in connection with the net settlement of 200,000 restricted stock units ("RSUs") that vested on January 1, 2024. These RSUs were originally granted on March 16, 2022 in the aggregate amount of 300,000 RSUs. Reflects the number of shares withheld in satisfaction of applicable tax withholding obligations in connection with the net settlement of 75,000 restricted stock units ("RSUs") that vested on January 1, 2024 These RSUs were originally granted on March 16, 2022 in the aggregate amount of 300,000 RSUs, for which the remaining 150,000 RSUs (the "2022 Unvested Time-Vesting RSUs") will continue to vest ratably on each of January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date. Reflects the number of shares withheld in satisfaction of applicable tax withholding obligations in connection with the net settlement of 43,659 restricted stock units ("RSUs") that vested on January 1, 2024. These RSUs were originally granted on March 9, 2023 in the aggregate amount of 130,976,000 RSUs, for which the remaining 87,317 RSUs (the "2023 Unvested Time-Vesting RSUs") will continue to vest ratably on each of January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date. Includes (A) 349,819 shares of Class A Common Stock owned by the reporting person, inclusive of shares previously purchased by the reporting person under the Company's Employee Stock Purchase Plan, (B) 150,000 RSUs underlying the 2022 Unvested Time-Vesting RSUs, (C) 87,317 RSUs underlying the 2023 Unvested Time-Vesting RSUs and (D) 130,976 performance-vesting RSUs originally granted on March 16, 2022, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting. The RSUs will be settled into Class A Common Stock upon vesting and may be settled net of shares withheld to pay applicable taxes. Includes shares of Class A Common Stock owned by the reporting person's husband. The reporting person disclaims beneficial ownership of these shares of Class A Common Stock and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares of Class A Common Stock for purposes of Section 16 or any other purpose. /s/ Amanda Gourbault, by attorney-in-fact Timothy Fitzsimmons 2024-01-03