0001972362-24-000664.txt : 20240513 0001972362-24-000664.hdr.sgml : 20240513 20240513180456 ACCESSION NUMBER: 0001972362-24-000664 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240513 DATE AS OF CHANGE: 20240513 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] ORGANIZATION NAME: 06 Technology IRS NUMBER: 370602744 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 24940681 BUSINESS ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728917700 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: De Lange Bob CENTRAL INDEX KEY: 0001694342 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 144 1 primary_doc.xml 144 0001694342 XXXXXXXX LIVE 0000018230 CATERPILLAR INC 001-00768 5205 N. O'CONNOR BOULEVARD SUITE 100 IRVING TX 75039 9728917700 De Lange Bob Officer Common Morgan Stanley Smith Barney LLC Executive Services

200 W Civic Center Dr - 4th Floor Sandy UT 84070

21847 7797078.95 499400000 05/13/2024 NASDAQ COMMON 05/13/2024 STOCK OPTION EXERCISE ISSUER N 21847 05/13/2024 COMMON Y 05/13/2024 /S/ Bob De Lange