0001950047-24-004233.txt : 20240530 0001950047-24-004233.hdr.sgml : 20240530 20240530161230 ACCESSION NUMBER: 0001950047-24-004233 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240530 DATE AS OF CHANGE: 20240530 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] ORGANIZATION NAME: 06 Technology IRS NUMBER: 370602744 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 241005505 BUSINESS ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728917700 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Cheryl H CENTRAL INDEX KEY: 0001552649 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 40 WESTMINSTER STREET CITY: PROVIDENCE STATE: RI ZIP: 02903 144 1 primary_doc.xml 144 0001552649 XXXXXXXX LIVE 0000018230 CATERPILLAR INC. 001-00768 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING TX 75039 (972) 891-7700 CHERYL JOHNSON Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

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1508 512720.00 489272920 05/30/2024 NYSE COMMON 02/13/2024 Performance Shares ISSUER N 1508 02/13/2024 Not Applicable Y 05/30/2024 02/29/2024 /s/ Cheryl H. Johnson