0001950047-23-002412.txt : 20230718 0001950047-23-002412.hdr.sgml : 20230718 20230718162641 ACCESSION NUMBER: 0001950047-23-002412 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230718 DATE AS OF CHANGE: 20230718 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 231094528 BUSINESS ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728917700 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Cheryl H CENTRAL INDEX KEY: 0001552649 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 40 WESTMINSTER STREET CITY: PROVIDENCE STATE: RI ZIP: 02903 144 1 primary_doc.xml 144 0001552649 XXXXXXXX LIVE 0000018230 CATERPILLAR INC. 001-00768 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING TX 75039 (972) 891-7700 CHERYL JOHNSON Officer Common E*TRADE FINANCIAL CORPORATION

3 EDISON DRIVE ALPHARETTA GA 30005

6415 1667900.00 515355647 07/18/2023 NYSE COMMON 07/18/2023 Stock Option Exercise ISSUER N 6415 07/18/2023 Cash Y 07/18/2023 02/15/2023 /s/ Cheryl H. Johnson