cattweets.htm - Generated by SEC Publisher for SEC Filing

0001377739-15-000047.txt : 20150522 0001377739-15-000047.hdr.sgml : 20150522 20150522123911 ACCESSION NUMBER: 0001377739-15-000047 CONFORMED SUBMISSION TYPE: PX14A6G PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20150522 DATE AS OF CHANGE: 20150522 EFFECTIVENESS DATE: 20150522 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: PX14A6G SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 15885605 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CtW Investment Group CENTRAL INDEX KEY: 0001377739 IRS NUMBER: 203688367 FILING VALUES: FORM TYPE: PX14A6G BUSINESS ADDRESS: STREET 1: 1900 L STREET NW STREET 2: SUITE 900 CITY: WASHINGTON STATE: DC ZIP: 20036 BUSINESS PHONE: 202 721 6060 MAIL ADDRESS: STREET 1: 1900 L STREET NW STREET 2: SUITE 900 CITY: WASHINGTON STATE: DC ZIP: 20036 PX14A6G 1 cattweets.htm cattweets.htm - Generated by SEC Publisher for SEC Filing

SECURITIES & EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

NOTICE OF EXEMPT SOLICITATION

NAME OF REGISTRANT: Caterpillar Inc.

NAME OF PERSON RELYING ON EXEMPTION: Change to Win Investment Group

ADDRESS OF PERSON RELYING ON EXEMPTION: 1900 K Street, N.W., Suite 900, Washington, DC 20036

Written materials are submitted pursuant to Rule 14a-6(g)(1) promulgated under the Securities Exchange Act of 1934:

CtW Investment Group @CtWInvGrp · May 19

Cat CEO didn't deserve pay raise, CTW Investment Group says https://shar.es/1rd7hG via @crainschicago #corpgov $CAT #execpay

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[The link in this tweet is to an article in Crain’s Chicago Business with the same name dated May 19, 2015.]

CtW Investment Group @CtWInvGrp · May 19

CtW Investment Group launches 2 new vote no efforts - Wal-Mart and Caterpillar - http://ctwinvestmentgroup.com/ #corpgov #execpay $CAT $WMT

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[The link in this tweet is to the “Recent Initiatives” page at www.ctwinvestmentgroup.com.]

CtW Investment Group @CtWInvGrp · May 18

CAT: case study on how not to structure #execpay CtW IG No’ Vote on Caterpillar pay $CAT #corpgov #execpay http://on.wsj.com/1ET78iF via @WSJ

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[The link in this tweet is to a Wall Street Journal article by James Hagerty entitled “CTW Investment Group Calls for ‘No’ Vote on Caterpillar Pay.”]

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