<SEC-DOCUMENT>0001104659-25-003508.txt : 20250114 <SEC-HEADER>0001104659-25-003508.hdr.sgml : 20250114 <ACCEPTANCE-DATETIME>20250114174541 ACCESSION NUMBER: 0001104659-25-003508 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250112 FILED AS OF DATE: 20250114 DATE AS OF CHANGE: 20250114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fassino Anthony D. CENTRAL INDEX KEY: 0001839757 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 25530424 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] ORGANIZATION NAME: 06 Technology IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728917700 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 </SEC-HEADER> <DOCUMENT> <TYPE>4 <SEQUENCE>1 <FILENAME>tm253305-2_4seq1.xml <DESCRIPTION>OWNERSHIP DOCUMENT <TEXT> <XML> <?xml version="1.0"?> <ownershipDocument> <schemaVersion>X0508</schemaVersion> <documentType>4</documentType> <periodOfReport>2025-01-12</periodOfReport> <notSubjectToSection16>0</notSubjectToSection16> <issuer> <issuerCik>0000018230</issuerCik> <issuerName>CATERPILLAR INC</issuerName> <issuerTradingSymbol>CAT</issuerTradingSymbol> </issuer> <reportingOwner> <reportingOwnerId> <rptOwnerCik>0001839757</rptOwnerCik> <rptOwnerName>Fassino Anthony D.</rptOwnerName> </reportingOwnerId> <reportingOwnerAddress> <rptOwnerStreet1>5205 N. O'CONNOR BOULEVARD, SUITE 100</rptOwnerStreet1> <rptOwnerStreet2></rptOwnerStreet2> <rptOwnerCity>IRVING</rptOwnerCity> <rptOwnerState>TX</rptOwnerState> <rptOwnerZipCode>75039</rptOwnerZipCode> <rptOwnerStateDescription></rptOwnerStateDescription> </reportingOwnerAddress> <reportingOwnerRelationship> <isDirector>0</isDirector> <isOfficer>1</isOfficer> <isTenPercentOwner>0</isTenPercentOwner> <isOther>0</isOther> <officerTitle>Group President</officerTitle> <otherText></otherText> </reportingOwnerRelationship> </reportingOwner> <aff10b5One>0</aff10b5One> <nonDerivativeTable> <nonDerivativeTransaction> <securityTitle> <value>Common Stock</value> </securityTitle> <transactionDate> <value>2025-01-12</value> </transactionDate> <deemedExecutionDate></deemedExecutionDate> <transactionCoding> <transactionFormType>4</transactionFormType> <transactionCode>F</transactionCode> <equitySwapInvolved>0</equitySwapInvolved> </transactionCoding> <transactionTimeliness></transactionTimeliness> <transactionAmounts> <transactionShares> <value>526</value> <footnoteId id="F1"/> </transactionShares> <transactionPricePerShare> <value>357.50</value> </transactionPricePerShare> <transactionAcquiredDisposedCode> <value>D</value> </transactionAcquiredDisposedCode> </transactionAmounts> <postTransactionAmounts> <sharesOwnedFollowingTransaction> <value>33040</value> </sharesOwnedFollowingTransaction> </postTransactionAmounts> <ownershipNature> <directOrIndirectOwnership> <value>D</value> </directOrIndirectOwnership> </ownershipNature> </nonDerivativeTransaction> <nonDerivativeHolding> <securityTitle> <value>Common Stock</value> </securityTitle> <postTransactionAmounts> <sharesOwnedFollowingTransaction> <value>1460</value> </sharesOwnedFollowingTransaction> </postTransactionAmounts> <ownershipNature> <directOrIndirectOwnership> <value>I</value> </directOrIndirectOwnership> <natureOfOwnership> <value>Held by 401(k) Plan</value> <footnoteId id="F2"/> </natureOfOwnership> </ownershipNature> </nonDerivativeHolding> </nonDerivativeTable> <footnotes> <footnote id="F1">Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of Restricted Stock Units granted January 12, 2024.</footnote> <footnote id="F2">The information in this report is based on a 401(k) plan statement dated as of December 31, 2024.</footnote> </footnotes> <ownerSignature> <signatureName>/s/ Nicole Puza, POA for Anthony Fassino</signatureName> <signatureDate>2025-01-14</signatureDate> </ownerSignature> </ownershipDocument> </XML> </TEXT> </DOCUMENT> </SEC-DOCUMENT>