0001104659-24-061054.txt : 20240514
0001104659-24-061054.hdr.sgml : 20240514
20240514131441
ACCESSION NUMBER: 0001104659-24-061054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240513
FILED AS OF DATE: 20240514
DATE AS OF CHANGE: 20240514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: De Lange Bob
CENTRAL INDEX KEY: 0001694342
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 24942666
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 370602744
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
BUSINESS PHONE: 9728917700
MAIL ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
tm2414461-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-05-13
0
0000018230
CATERPILLAR INC
CAT
0001694342
De Lange Bob
5205 N. O'CONNOR BOULEVARD, SUITE 100
IRVING
TX
75039
0
1
0
0
Group President
0
Common Stock
2024-05-13
4
M
0
717
74.77
A
71488
D
Common Stock
2024-05-13
4
F
0
373
356.46
D
71115
D
Common Stock
2024-05-13
4
M
0
29834
95.66
A
100949
D
Common Stock
2024-05-13
4
F
0
7987
357.30
D
92962
D
Common Stock
2024-05-13
4
S
0
21847
356.90
D
71115
D
Employee Stock Options
74.77
2024-05-13
4
M
0
717
74.77
D
2026-03-07
Common Stock
717
0
D
Employee Stock Options
95.66
2024-05-13
4
M
0
29834
95.66
D
2027-03-06
Common Stock
29834
0
D
This transaction was executed in multiple trades at prices ranging from $356.75 to $357.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2016 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2017 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
/s/ Nicole Puza, POA for Bob De Lange
2024-05-14