0001104659-23-069580.txt : 20230609
0001104659-23-069580.hdr.sgml : 20230609
20230609060037
ACCESSION NUMBER: 0001104659-23-069580
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230607
FILED AS OF DATE: 20230609
DATE AS OF CHANGE: 20230609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Long Suzette M
CENTRAL INDEX KEY: 0001698572
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 231003771
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFILED
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
BUSINESS PHONE: 9728917700
MAIL ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
tm2318271-1_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-06-07
0
0000018230
CATERPILLAR INC
CAT
0001698572
Long Suzette M
5205 N. O'CONNOR BOULEVARD, SUITE 100
IRVING
TX
75039
0
1
0
0
CLO/General Counsel
0
Common Stock
2023-06-07
4
M
0
20529
127.60
A
29305
D
Common Stock
2023-06-07
4
F
0
15415
231.32
D
13890
D
Common Stock
86
I
Held by 401(k) Plan
Employee Stock Options
127.60
2023-06-07
4
M
0
20529
127.60
D
2030-03-02
Common Stock
20529
0
D
The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversary of the grant date.
The information in this report is based on a 401(k) plan statement dated as of May 31, 2023.
/s/ Nicole Puza, POA for Suzette M. Long
2023-06-08