0001104659-23-028785.txt : 20230306
0001104659-23-028785.hdr.sgml : 20230306
20230306075221
ACCESSION NUMBER: 0001104659-23-028785
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230301
FILED AS OF DATE: 20230306
DATE AS OF CHANGE: 20230306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fish James C Jr
CENTRAL INDEX KEY: 0001523568
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 23707591
MAIL ADDRESS:
STREET 1: 800 CAPITOL STREET 3000
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
BUSINESS PHONE: 9728917700
MAIL ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
3
1
tm238543-5_3seq1.xml
OWNERSHIP DOCUMENT
X0206
3
2023-03-01
0
0000018230
CATERPILLAR INC
CAT
0001523568
Fish James C Jr
5205 N. O'CONNOR BOULEVARD, SUITE 100
IRVING
TX
75039
1
0
0
0
Common Stock
4200
D
/s/ Nicole M. Puza, POA for James C. Fish, Jr.
2023-03-06