0001104659-23-023611.txt : 20230221
0001104659-23-023611.hdr.sgml : 20230221
20230221104015
ACCESSION NUMBER: 0001104659-23-023611
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230217
FILED AS OF DATE: 20230221
DATE AS OF CHANGE: 20230221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MacLennan David
CENTRAL INDEX KEY: 0001498535
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 23645901
MAIL ADDRESS:
STREET 1: 14701 CHARLSON ROAD
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55347
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
BUSINESS PHONE: 9728917700
MAIL ADDRESS:
STREET 1: 5205 N. O'CONNOR BOULEVARD
STREET 2: SUITE 100
CITY: IRVING
STATE: TX
ZIP: 75039
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
tm237348-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2023-02-17
0
0000018230
CATERPILLAR INC
CAT
0001498535
MacLennan David
5205 N. O'CONNOR BOULEVARD
SUITE 100
IRVING
TX
75039
1
0
0
0
Common Stock
2023-02-17
4
P
0
400
249.29
A
3709
D
Includes adjustments for dividends accrued.
/s/ Nicole Puza, POA for David W. MacLennan
2023-02-17