-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MwWf/P5UKI2Sokfp9otuOrYxhkfalDvhy7odeNXfv8PlOUYP7QJSoFYx787I0FkZ ozSV/e2c4Qe2B5Xf5N3/eQ== 0001104659-07-006687.txt : 20070202 0001104659-07-006687.hdr.sgml : 20070202 20070202095644 ACCESSION NUMBER: 0001104659-07-006687 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070202 DATE AS OF CHANGE: 20070202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135123 FILM NUMBER: 07574604 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 424B3 1 a07-3349_1424b3.htm 424B3

Filed Pursuant to Rule 424(b)(3)
Registration No. 333-135123

 

Caterpillar Inc.

Common Stock
________

This is a supplement to the prospectus, dated June 19, 2006, relating to the resale by certain selling stockholders of up to 5,341,876 shares of common stock of Caterpillar Inc. and should be read together with that prospectus.

Our common stock is listed on the New York Stock Exchange under the symbol “CAT.”  The last reported sale price of our common stock on February 1, 2007 was $64.99 per share.

As used in this prospectus supplement and the prospectus, the terms “we,” “us,” and “our” refer to Caterpillar Inc.

________

Neither the Securities and Exchange Commission nor any other regulatory body has approved or disapproved of these securities or passed upon the accuracy or adequacy of this prospectus supplement or the accompanying prospectus.  Any representation to the contrary is a criminal offense.

________

Prospectus Supplement dated February 2, 2007.

 




 

SELLING STOCKHOLDERS

The information in the table appearing under the heading “Selling Stockholders” beginning on page 2 of the prospectus is amended by superceding the information below with respect to the JPMorgan Chase Foundation and removing the information in the prospectus with respect to OEP Holding Corporation.  The JPMorgan Chase Foundation acquired the shares listed below through a donation from OEP Holding Corporation.

 

Name

 

Number of 
Shares Owned
Prior to the Offering

 

Number of 
Shares
Offered Hereby

 

 

 

 

 

 

 

JP Morgan Chase Foundation (1)

 

825,603

 

825,603

 

 

(1)                                  The JPMorgan Chase Foundation’s Investment Committee is comprised of the following individuals: Mark Kleinman, John Marion, Dalila Wilson-Scott and Neila Radin.

 

2



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