-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VBvUGVihOYesvGSY02a7SemKaKuMq5hqtq3FahiRaQdUwQcjxN8cwOOKqOiDPE6g SJglVYh8ty7mo7OueleTeA== 0001104659-06-077965.txt : 20061128 0001104659-06-077965.hdr.sgml : 20061128 20061128122319 ACCESSION NUMBER: 0001104659-06-077965 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20061128 DATE AS OF CHANGE: 20061128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-135123 FILM NUMBER: 061241396 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 424B3 1 a06-24408_1424b3.htm PROSPECTUS FILED PURSUANT TO RULE 424(B)(3)

Filed Pursuant to Rule 424(b)(3)

Registration No. 333-135123

GRAPHIC

Caterpillar Inc.

Common Stock


This is a supplement to the prospectus, dated June 19, 2006, relating to the resale by certain selling stockholders of up to 5,341,876 shares of common stock of Caterpillar Inc. and should be read together with that prospectus.

Our common stock is listed on the New York Stock Exchange under the symbol “CAT.”  The last reported sale price of our common stock on November 27, 2006 was $61.97 per share.

As used in this prospectus supplement and the prospectus, the terms “we,” “us,” and “our” refer to Caterpillar Inc.


Neither the Securities and Exchange Commission nor any other regulatory body has approved or disapproved of these securities or passed upon the accuracy or adequacy of this prospectus supplement or the accompanying prospectus.  Any representation to the contrary is a criminal offense.


Prospectus Supplement dated November 28, 2006.

 




SELLING STOCKHOLDERS

The information in the table appearing under the heading “Selling Stockholders” beginning on page 2 of the prospectus is amended by adding the information below with respect to Grace Fellowship Presbyterian Church of Albertville, Al., Inc. and superceding the information in the prospectus with respect to William P. Ainsworth.  Grace Fellowship Presbyterian Church of Albertville, Al., Inc. acquired its shares pursuant to a private transaction with William P. Ainsworth.

Name

 

Number of 
Shares Owned

 

Number of 
Shares
Offered Hereby

 

 

 

 

 

 

 

Grace Fellowship Presbyterian Church of Albertville, Al., Inc. (1)

 

12,000

 

12,000

 

William P. Ainsworth

 

129,167

 

129,167

 


(1)                                  The trustees of Grace Fellowship Presbyterian Church of Albertville, Al., Inc. are Michael W. Alred, John Stodghill, and William P. Ainsworth.

 

2



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