0000018230-22-000133.txt : 20220609 0000018230-22-000133.hdr.sgml : 20220609 20220609185600 ACCESSION NUMBER: 0000018230-22-000133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220608 FILED AS OF DATE: 20220609 DATE AS OF CHANGE: 20220609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ayotte Kelly CENTRAL INDEX KEY: 0001702559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 221007233 MAIL ADDRESS: STREET 1: C/O NEWS CORPORATION STREET 2: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 2245514000 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 wf-form4_165481534572392.xml FORM 4 X0306 4 2022-06-08 0 0000018230 CATERPILLAR INC CAT 0001702559 Ayotte Kelly 510 LAKE COOK ROAD, SUITE 100 DEERFIELD IL 60015 1 0 0 0 Common Stock 2022-06-08 4 A 0 816 229.80 A 5363 D Includes adjustments for dividends accrued. By: /s/ Barbara Thomas, POA for Kelly Ayotte 2022-06-09