0000018230-22-000096.txt : 20220408
0000018230-22-000096.hdr.sgml : 20220408
20220408120829
ACCESSION NUMBER: 0000018230-22-000096
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220401
FILED AS OF DATE: 20220408
DATE AS OF CHANGE: 20220408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schaupp William E
CENTRAL INDEX KEY: 0001739758
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 22816093
MAIL ADDRESS:
STREET 1: PPG INDUSTRIES, INC.
STREET 2: ONE PPG PLACE
CITY: PITTSBURGH
STATE: PA
ZIP: 15272
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 2245514000
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
3
1
wf-form3_164943408678070.xml
FORM 3
X0206
3
2022-04-01
0
0000018230
CATERPILLAR INC
CAT
0001739758
Schaupp William E
510 LAKE COOK ROAD
SUITE 100
DEERFIELD
IL
60015
0
1
0
0
Chief Accounting Officer
Common Stock
1947
D
Employee Stock Options
196.7
2032-03-07
Common Stock
3095.0
D
The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2022 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
/s/ Barbara Thomas, POA for William E. Schaupp
2022-04-08