0000018230-22-000096.txt : 20220408 0000018230-22-000096.hdr.sgml : 20220408 20220408120829 ACCESSION NUMBER: 0000018230-22-000096 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220401 FILED AS OF DATE: 20220408 DATE AS OF CHANGE: 20220408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schaupp William E CENTRAL INDEX KEY: 0001739758 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 22816093 MAIL ADDRESS: STREET 1: PPG INDUSTRIES, INC. STREET 2: ONE PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15272 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 2245514000 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 3 1 wf-form3_164943408678070.xml FORM 3 X0206 3 2022-04-01 0 0000018230 CATERPILLAR INC CAT 0001739758 Schaupp William E 510 LAKE COOK ROAD SUITE 100 DEERFIELD IL 60015 0 1 0 0 Chief Accounting Officer Common Stock 1947 D Employee Stock Options 196.7 2032-03-07 Common Stock 3095.0 D The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2022 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. /s/ Barbara Thomas, POA for William E. Schaupp 2022-04-08