0000018230-22-000039.txt : 20220210 0000018230-22-000039.hdr.sgml : 20220210 20220210134246 ACCESSION NUMBER: 0000018230-22-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220208 FILED AS OF DATE: 20220210 DATE AS OF CHANGE: 20220210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Long Suzette M CENTRAL INDEX KEY: 0001698572 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 22612933 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFILED STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 2245514000 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 wf-form4_164451854858754.xml FORM 4 X0306 4 2022-02-08 0 0000018230 CATERPILLAR INC CAT 0001698572 Long Suzette M 510 LAKE COOK ROAD, SUITE 100 DEERFIELD IL 60015 0 1 0 0 CLO/General Counsel Common Stock 2022-02-08 4 A 0 12413 0 A 22962 D Common Stock 2022-02-08 4 F 0 4781 200.77 D 18181 D Common Stock 32 I Held by 401(k) Plan Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 4, 2019. The information in this report is based on a 401(k) plan statement dated as of January 31, 2022. /s/ Barbara Thomas, POA for Suzette M. Long 2022-02-09