<SEC-DOCUMENT>0000018230-21-000164-index.html : 20210527 <SEC-HEADER>0000018230-21-000164.hdr.sgml : 20210527 <ACCEPTANCE-DATETIME>20210527124233 ACCESSION NUMBER: 0000018230-21-000164 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 3 <RULE> <RULE-NAME>13p-1 <ITEM> <ITEM-NUMBER>1.01 <ITEM-PERIOD>20201231 </ITEM> <ITEM> <ITEM-NUMBER>1.02 <ITEM-PERIOD>20201231 </ITEM> </RULE> FILED AS OF DATE: 20210527 DATE AS OF CHANGE: 20210527 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 21970569 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 2245514000 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 </SEC-HEADER> <DOCUMENT> <TYPE>SD <SEQUENCE>1 <FILENAME>conflictsmineralsreport-fy.htm <DESCRIPTION>SD <TEXT> Document 1 - file: conflictsmineralsreport-fy.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.01 <SEQUENCE>2 <FILENAME>exhibit101fy2020.htm <DESCRIPTION>EX-1.01 <TEXT> Document 2 - file: exhibit101fy2020.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>image_0.jpg <TEXT> Document 3 - file: image_0.jpg
</DOCUMENT> </SEC-DOCUMENT>