0000018230-21-000148.txt : 20210504 0000018230-21-000148.hdr.sgml : 20210504 20210504144815 ACCESSION NUMBER: 0000018230-21-000148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210503 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marvel Gary Michael CENTRAL INDEX KEY: 0001768626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 21887816 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 2245514000 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 wf-form4_162015407507371.xml FORM 4 X0306 4 2021-05-03 0 0000018230 CATERPILLAR INC CAT 0001768626 Marvel Gary Michael 510 LAKE COOK ROAD SUITE 100 DEERFIELD 60015 0 1 0 0 Chief Accounting Officer Common Stock 2021-05-03 4 S 0 567 230 D 0 D Common Stock 1610 I Held by 401(k) Plan The information in this report is based on a 401(k) plan statement dated as of 30 April 2021. /s/ Barbara Thomas, POA for Gary Michael Marvel 2021-05-04