0000018230-21-000125.txt : 20210326 0000018230-21-000125.hdr.sgml : 20210326 20210326160849 ACCESSION NUMBER: 0000018230-21-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210325 FILED AS OF DATE: 20210326 DATE AS OF CHANGE: 20210326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Gerald CENTRAL INDEX KEY: 0001772226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 21777389 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CENTER STREET 2: M/C: 482-C23-A68 CITY: DETROIT STATE: MI ZIP: 48265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 2245514000 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 wf-form4_161678931646705.xml FORM 4 X0306 4 2021-03-25 0 0000018230 CATERPILLAR INC CAT 0001772226 Johnson Gerald 510 LAKE COOK ROAD SUITE 100 DEERFIELD IL 60015 1 0 0 0 Common Stock 2021-03-25 4 A 0 557 224.25 A 557 D /s/ Barbara Thomas POA, for Gerald Johnson 2021-03-26