0000018230-21-000095.txt : 20210303 0000018230-21-000095.hdr.sgml : 20210303 20210303144810 ACCESSION NUMBER: 0000018230-21-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ayotte Kelly CENTRAL INDEX KEY: 0001702559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 21708454 MAIL ADDRESS: STREET 1: C/O NEWS CORPORATION STREET 2: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 2245514000 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 wf-form4_161480086737333.xml FORM 4 X0306 4 2021-03-01 0 0000018230 CATERPILLAR INC CAT 0001702559 Ayotte Kelly 510 LAKE COOK ROAD, SUITE 100 DEERFIELD IL 60015 1 0 0 0 Common Stock 2021-03-01 4 A 0 683 0 A 4499 D Includes adjustments for dividends accrued. By: /s/ Barbara Thomas, POA for Kelly Ayotte 2021-03-02