0000018230-21-000017.txt : 20210125
0000018230-21-000017.hdr.sgml : 20210125
20210125183857
ACCESSION NUMBER: 0000018230-21-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201216
FILED AS OF DATE: 20210125
DATE AS OF CHANGE: 20210125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ainsworth William P
CENTRAL INDEX KEY: 0001768624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 21551148
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: X1
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 2245514000
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
wf-form4_161161792557181.xml
FORM 4
X0306
4
2020-12-16
1
0000018230
CATERPILLAR INC
CAT
0001768624
Ainsworth William P
510 LAKE COOK ROAD
SUITE 100
DEERFIELD
IL
60015
0
1
0
1
Group Pres. thru 12/31/2020
Retired
Common Stock
2020-12-16
5
G
0
E
500
0
D
64001
D
Common Stock
2021-01-21
5
G
0
E
500
0
D
63501
D
Common Stock
4346
I
Held by 401(k) Plan
The information in this report is based on a 401(k) plan statement dated as of December 31, 2020.
/s/ Barbara Thomas, POA for William P. Ainsworth
2021-01-25