0000018230-20-000287.txt : 20201030
0000018230-20-000287.hdr.sgml : 20201030
20201030182911
ACCESSION NUMBER: 0000018230-20-000287
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200811
FILED AS OF DATE: 20201030
DATE AS OF CHANGE: 20201030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ainsworth William P
CENTRAL INDEX KEY: 0001768624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 201278563
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: X1
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 2245514000
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
wf-form4_160409693573298.xml
FORM 4
X0306
4
2020-08-11
0
0000018230
CATERPILLAR INC
CAT
0001768624
Ainsworth William P
510 LAKE COOK ROAD
SUITE 100
DEERFIELD
IL
60015
0
1
0
0
Group President
Common Stock
2020-08-11
4
G
0
5588
0
D
76501
D
Common Stock
2020-10-30
4
S
0
12000
154.78
D
64501
D
Common Stock
4331
I
Held by 401(k) Plan
The information in this report is based on a 401(k) plan statement dated as of September 30, 2020.
/s/ Barbara Thomas, POA for William P. Ainsworth
2020-10-30