0000018230-20-000242.txt : 20200909 0000018230-20-000242.hdr.sgml : 20200909 20200909193621 ACCESSION NUMBER: 0000018230-20-000242 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200908 FILED AS OF DATE: 20200909 DATE AS OF CHANGE: 20200909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: De Lange Bob CENTRAL INDEX KEY: 0001694342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 201167488 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 2245514000 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 wf-form4_159969456450649.xml FORM 4 X0306 4 2020-09-08 0 0000018230 CATERPILLAR INC CAT 0001694342 De Lange Bob 510 LAKE COOK ROAD, SUITE 100 DEERFIELD IL 60015 0 1 0 0 Group President Common Stock 2020-09-08 4 M 0 3994 89.75 A 30798 D Common Stock 2020-09-08 4 F 0 2419 148.18 D 28379 D Common Stock 2020-09-08 4 S 0 1575 147 D 26804 D Employee Stock Option 89.75 2020-09-08 4 M 0 3994 0 D 2016-03-04 2023-03-04 Common Stock 3994.0 0 D /s/ Barbara Thomas, POA for Bob De Lange 2020-09-09