UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | |||||||||||
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FORM | |||||||||||
Current Report | |||||||||||
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 | |||||||||||
Date of Report (Date of earliest event reported): | |||||||||||
(Exact name of registrant as specified in its charter) | |||||||||||
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S Employer Identification No.) |
(Address of principal executive offices) | (Zip Code) | |||||||||
Registrant’s telephone number, including area code: | ||||||||||
Former name or former address, if changed since last report: | N/A |
Securities registered pursuant to Section 12(b) of the Act: | |||||||||||
Title of each class | Trading Symbol (s) | Name of each exchange which registered | |||||||||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: | |||||||||||
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |||||||||||
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |||||||||||
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |||||||||||
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |||||||||||
Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of | |||||||||||
1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter). | |||||||||||
Emerging growth company | |||||||||||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period | |||||||||||
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act | ☐ |
Director | For | Against | Abstain | Broker Non-Votes |
Kelly A. Ayotte | 375,672,610 | 7,621,427 | 1,126,107 | 117,125,424 |
David L. Calhoun | 366,500,853 | 14,826,675 | 3,092,616 | 117,125,424 |
Daniel M. Dickinson | 369,986,728 | 13,102,637 | 1,330,779 | 117,125,424 |
Juan Gallardo | 372,084,616 | 11,093,420 | 1,242,108 | 117,125,424 |
Dennis A. Muilenburg | 379,178,022 | 3,790,746 | 1,451,376 | 117,125,424 |
William A. Osborn | 369,238,891 | 13,793,068 | 1,388,185 | 117,125,424 |
Debra L. Reed-Klages | 380,328,299 | 2,926,440 | 1,165,405 | 117,125,424 |
Edward B. Rust, Jr. | 373,921,585 | 9,169,603 | 1,328,956 | 117,125,424 |
Susan C. Schwab | 377,100,586 | 6,242,255 | 1,077,303 | 117,125,424 |
D. James Umpleby III | 368,252,333 | 14,107,403 | 2,060,408 | 117,125,424 |
Miles D. White | 235,070,024 | 147,981,384 | 1,368,736 | 117,125,424 |
Rayford Wilkins, Jr. | 380,099,420 | 2,968,583 | 1,352,141 | 117,125,424 |
For | Against | Abstain |
482,591,459 | 17,430,685 | 1,523,424 |
For | Against | Abstain | Broker Non-Votes |
362,634,170 | 19,121,409 | 2,664,565 | 117,125,424 |
For | Against | Abstain | Broker Non-Votes |
86,751,297 | 294,409,983 | 3,258,864 | 117,125,524 |
For | Against | Abstain | Broker Non-Votes |
30,291,775 | 349,493,343 | 4,635,026 | 117,125,424 |
Exhibit | ||||
Number | Description | |||
104 | The cover page from this Current Report on Form 8-K/A, formatted in Inline XBRL. |
SIGNATURES | ||
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. | ||
CATERPILLAR INC. | ||
August 2, 2019 | By: | /s/ Suzette M. Long |
Suzette M. Long General Counsel & Corporate Secretary | ||