0000018230-19-000215.txt : 20190729 0000018230-19-000215.hdr.sgml : 20190729 20190729134513 ACCESSION NUMBER: 0000018230-19-000215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190725 FILED AS OF DATE: 20190729 DATE AS OF CHANGE: 20190729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Cheryl H CENTRAL INDEX KEY: 0001552649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 19980446 MAIL ADDRESS: STREET 1: 40 WESTMINSTER STREET CITY: PROVIDENCE STATE: RI ZIP: 02903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 2245514000 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 wf-form4_156442229702273.xml FORM 4 X0306 4 2019-07-25 0 0000018230 CATERPILLAR INC CAT 0001552649 Johnson Cheryl H 510 LAKE COOK ROAD, SUITE 100 DEERFIELD IL 60015 0 1 0 0 Chief Human Resources Officer Common Stock 2019-07-25 4 F 0 1393 132.96 D 10861 D Common Stock 81 I Held by 401(k) Plan Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on July 25, 2017. The information in this report is based on a 401(k) Plan statement dated as of 6/30/2019. /s/ Barbara Thomas, POA for Cheryl H. Johnson 2019-07-29