UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | |||||||
FORM 8-K | |||||||
Current Report | |||||||
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 | |||||||
Date of Report (Date of earliest event reported): July 24, 2019 | |||||||
CATERPILLAR INC. (Exact name of registrant as specified in its charter) | |||||||
Delaware (State or other jurisdiction of incorporation) | 1-768 (Commission File Number) | 37-0602744 (I.R.S Employer Identification No.) | |||||
510 Lake Cook Road, Suite 100, Deerfield, Illinois (Address of principal executive offices) | 60015 (Zip Code) | ||||||
Registrant’s telephone number, including area code: (224) 551-4000 | |||||||
Former name or former address, if changed since last report: N/A | |||||||
Securities registered pursuant to Section 12(b) of the Act: |
Securities registered pursuant to Section 12(b) of the Act: | ||
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
Common Stock($1.00 par value) | CAT | New York Stock Exchange |
9 3/8% Debentures due March 15, 2021 | CAT 21 | New York Stock Exchange |
8% Debentures due February 15, 2023 | CAT23 | New York Stock Exchange |
5.3% Debentures due September 15, 2035 | CAT35 | New York Stock Exchange |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: | ||||||||
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |||||||
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |||||||
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |||||||
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |||||||
Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter). | ||||||||
Emerging growth company | o | |||||||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. | o |
Total Machines | June 2019 | May 2019 | April 2019 |
Asia/Pacific | DOWN 5% | DOWN 4% | UP 4% |
EAME | DOWN 5% | DOWN 5% | DOWN 6% |
Latin America | UP 11% | UP 16% | UP 20% |
North America | UP 12% | UP 15% | UP 13% |
World | UP 4% | UP 6% | UP 7% |
Resource Industries | June 2019 | May 2019 | April 2019 |
Asia/Pacific | UP 77% | UP 63% | UP 45% |
EAME | DOWN 21% | DOWN 18% | DOWN 17% |
Latin America | UP 7% | UP 11% | UP 31% |
North America | UP 39% | UP 35% | UP 29% |
World | UP 23% | UP 21% | UP 18% |
Construction Industries | June 2019 | May 2019 | April 2019 |
Asia/Pacific | DOWN 18% | DOWN 12% | DOWN 2% |
EAME | UP 1% | UNCHANGED | DOWN 1% |
Latin America | UP 13% | UP 20% | UP 15% |
North America | UP 7% | UP 11% | UP 10% |
World | UNCHANGED | UP 2% | UP 4% |
June 2019 | May 2019 | April 2019 | |
Power Gen | UP 27% | UP 23% | UP 16% |
Industrial | UP 5% | UP 8% | UP 6% |
Transportation | DOWN 17% | DOWN 1% | DOWN 6% |
Oil & Gas | DOWN 7% | DOWN 13% | DOWN 8% |
Total | UP 3% | UP 1% | UP 1% |
· asphalt pavers | · feller bunchers | · telehandlers |
· backhoe loaders | · harvesters | · small and medium |
· compactors | · knuckleboom loaders | track-type tractors |
· cold planers | · motorgraders | · track-type loaders |
· compact track and | · pipelayers | · wheel excavators |
multi-terrain loaders | · road reclaimers | · compact, small and |
· mini, small, medium | · site prep tractors | medium wheel loaders |
and large excavators | · skidders | · utility vehicles |
· forestry excavators | · skid steer loaders |
· electric rope shovels | · longwall miners | · landfill compactors |
· draglines | · large wheel loaders | · soil compactors |
· hydraulic shovels | · off-highway trucks | · machinery components |
· rotary drills | · articulated trucks | · electronics and control systems |
· hard rock vehicles | · wheel tractor scrapers | · select work tools |
· large track-type tractors | · wheel dozers | · hard rock continuous mining |
· large mining trucks | systems |
SIGNATURES | ||
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. | ||
CATERPILLAR INC. | ||
Dated: July 24, 2019 | By: | /s/ Suzette M. Long |
Suzette M. Long General Counsel & Corporate Secretary | ||
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