0000018230-19-000007.txt : 20190103
0000018230-19-000007.hdr.sgml : 20190103
20190103121219
ACCESSION NUMBER: 0000018230-19-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190103
DATE AS OF CHANGE: 20190103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ayotte Kelly
CENTRAL INDEX KEY: 0001702559
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 19504173
MAIL ADDRESS:
STREET 1: C/O NEWS CORPORATION
STREET 2: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 2245514000
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
wf-form4_154653552241912.xml
FORM 4
X0306
4
2018-12-31
0
0000018230
CATERPILLAR INC
CAT
0001702559
Ayotte Kelly
510 LAKE COOK ROAD, SUITE 100
DEERFIELD
IL
60015
1
0
0
0
Phantom Stock Units
2018-12-31
4
A
0
148
126.31
A
Common Stock
148.0
765
D
Each Phantom Stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
Phantom stock units awarded or acquired in lieu of director cash compensation.
The phantom stock units were acquired under the Caterpillar, Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
Includes adjustments for dividends accrued.
By: /s/ Barbara Thomas, POA for Kelly Ayotte
2019-01-03