0000018230-18-000321.txt : 20181228
0000018230-18-000321.hdr.sgml : 20181228
20181228104717
ACCESSION NUMBER: 0000018230-18-000321
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181226
FILED AS OF DATE: 20181228
DATE AS OF CHANGE: 20181228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Copeland Jananne A.
CENTRAL INDEX KEY: 0001415606
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 181256315
MAIL ADDRESS:
STREET 1: 510 LAKE COOD ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 2245514000
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
wf-form4_154601202052508.xml
FORM 4
X0306
4
2018-12-26
0
0000018230
CATERPILLAR INC
CAT
0001415606
Copeland Jananne A.
510 LAKE COOK ROAD, SUITE 100
DEERFIELD
IL
60015
0
1
0
0
Chief Accounting Officer
Phantom Stock Units
2018-12-26
4
A
0
23
124.76
A
Common Stock
23.0
3291
D
Each Phantom Stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
This total includes 15 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $124.76 and 8 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.
The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
By: /s/ Barbara Thomas, POA for Jananne A. Copeland
2018-12-28