0000018230-18-000140.txt : 20180503 0000018230-18-000140.hdr.sgml : 20180503 20180503181421 ACCESSION NUMBER: 0000018230-18-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180501 FILED AS OF DATE: 20180503 DATE AS OF CHANGE: 20180503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Copeland Jananne A. CENTRAL INDEX KEY: 0001415606 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 18805372 MAIL ADDRESS: STREET 1: 510 LAKE COOD ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 2245514000 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 wf-form4_152538564666941.xml FORM 4 X0306 4 2018-05-01 0 0000018230 CATERPILLAR INC CAT 0001415606 Copeland Jananne A. 510 LAKE COOK ROAD, SUITE 100 DEERFIELD IL 60015 0 1 0 0 Chief Accounting Officer Common Stock 2018-05-01 4 F 0 79 142.37 D 3209 D Common Stock 4354 I Held by 401(k) Plan Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on 5/1/2014, of which one-third vested on 5/1/2018. The information in this report is based on a 401(k) Plan statement dated as of 4/30/2018. By: /s/ Barbara Thomas, POA for Jananne A. Copeland 2018-05-03