0000018230-18-000087.txt : 20180307 0000018230-18-000087.hdr.sgml : 20180307 20180307190308 ACCESSION NUMBER: 0000018230-18-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180305 FILED AS OF DATE: 20180307 DATE AS OF CHANGE: 20180307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALLARDO JUAN CENTRAL INDEX KEY: 0001173956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 18674637 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 2245514000 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 wf-form4_152046737314141.xml FORM 4 X0306 4 2018-03-05 0 0000018230 CATERPILLAR INC CAT 0001173956 GALLARDO JUAN 510 LAKE COOK ROAD, SUITE 100 DEERFIELD IL 60015 1 0 0 0 Common Stock 2018-03-05 4 A 0 993 0 A 274043 D Common Stock 2018-03-06 4 F 0 393 153.33 D 273650 D Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on March 6, 2017. By: /s/ Barbara Thomas, POA for Juan Gallardo 2018-03-07