0000018230-18-000087.txt : 20180307
0000018230-18-000087.hdr.sgml : 20180307
20180307190308
ACCESSION NUMBER: 0000018230-18-000087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180305
FILED AS OF DATE: 20180307
DATE AS OF CHANGE: 20180307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GALLARDO JUAN
CENTRAL INDEX KEY: 0001173956
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 18674637
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 2245514000
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
wf-form4_152046737314141.xml
FORM 4
X0306
4
2018-03-05
0
0000018230
CATERPILLAR INC
CAT
0001173956
GALLARDO JUAN
510 LAKE COOK ROAD, SUITE 100
DEERFIELD
IL
60015
1
0
0
0
Common Stock
2018-03-05
4
A
0
993
0
A
274043
D
Common Stock
2018-03-06
4
F
0
393
153.33
D
273650
D
Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on March 6, 2017.
By: /s/ Barbara Thomas, POA for Juan Gallardo
2018-03-07