0000018230-18-000084.txt : 20180307 0000018230-18-000084.hdr.sgml : 20180307 20180307185722 ACCESSION NUMBER: 0000018230-18-000084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180305 FILED AS OF DATE: 20180307 DATE AS OF CHANGE: 20180307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Copeland Jananne A. CENTRAL INDEX KEY: 0001415606 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 18674614 MAIL ADDRESS: STREET 1: 510 LAKE COOD ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 2245514000 MAIL ADDRESS: STREET 1: 510 LAKE COOK ROAD STREET 2: SUITE 100 CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 wf-form4_152046702838588.xml FORM 4 X0306 4 2018-03-05 0 0000018230 CATERPILLAR INC CAT 0001415606 Copeland Jananne A. 510 LAKE COOK ROAD, SUITE 100 DEERFIELD IL 60015 0 1 0 0 Chief Accounting Officer Employee Stock Option 151.12 2018-03-05 4 A 0 3518 0 A 2028-03-05 Common Stock 3518.0 3518 D The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments beginning on the first anniversary of the grant date. By: /s/ Barbara Thomas, POA for Jananne A. Copeland 2018-03-07