0000018230-17-000153.txt : 20170503
0000018230-17-000153.hdr.sgml : 20170503
20170503184058
ACCESSION NUMBER: 0000018230-17-000153
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170501
FILED AS OF DATE: 20170503
DATE AS OF CHANGE: 20170503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Denise C
CENTRAL INDEX KEY: 0001608229
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 17811083
MAIL ADDRESS:
STREET 1: C/O CATERPILLAR, INCORPORATED
STREET 2: 901 WEST WASHINGTON, CV41110
CITY: EAST PEORIA
STATE: IL
ZIP: 61630
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-05-01
0000018230
CATERPILLAR INC
CAT
0001608229
Johnson Denise C
100 N.E. ADAMS STREET
PEORIA
IL
61629
0
1
0
0
Group President
Common Stock
2017-05-01
4
F
0
89
102.20
D
7008
D
Common Stock
916
I
Held by Jerry Johnson Trust
Common Stock
3179
I
Held by 401(k) Plan
Represents shares withheld from the reporting person solely to satisfy tax obligations arising from the vesting of restricted stock units granted on 5/01/14, of which one-third vested on 05/01/2017.
Includes adjustments for dividends accrued.
The information in this report is based on a 401(k) Plan statement dated as of 03/31/2017.
D.C. Johnson; G. Acker, POA
2017-05-03