0000018230-17-000147.txt : 20170503
0000018230-17-000147.hdr.sgml : 20170503
20170503182202
ACCESSION NUMBER: 0000018230-17-000147
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170501
FILED AS OF DATE: 20170503
DATE AS OF CHANGE: 20170503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Umpleby III Donald J
CENTRAL INDEX KEY: 0001566320
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 17811002
MAIL ADDRESS:
STREET 1: 100 N.E. ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629-6490
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-05-01
0000018230
CATERPILLAR INC
CAT
0001566320
Umpleby III Donald J
100 N.E. ADAMS STREET
PEORIA
IL
61629
1
1
0
0
Chief Executive Officer
Common Stock
2017-05-01
4
F
0
259
102.20
D
37344
D
Common Stock
861
I
Held by 401(k) Plan
Represents shares withheld from the reporting person solely to satisfy tax obligations arising from the vesting of restricted stock units granted on 5/01/12, of which one-third vested on 05/01/2017.
Adjusted to reflect inadvertent clerical error.
The information in this report is based on a 401(k) Plan statement dated as of 03/31/2017.
D. J. Umpleby III; G. Acker, POA
2017-05-03