<SEC-DOCUMENT>0000018230-17-000034-index.html : 20170126 <SEC-HEADER>0000018230-17-000034.hdr.sgml : 20170126 <ACCEPTANCE-DATETIME>20170126073536 ACCESSION NUMBER: 0000018230-17-000034 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20170126 ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20170126 DATE AS OF CHANGE: 20170126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 17548033 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>cat_8-kxq4x2016xearningsxr.htm <DESCRIPTION>8-K 4Q _YEAR END 2016 EARNINGS RELEASE <TEXT> Document 1 - file: cat_8-kxq4x2016xearningsxr.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>cat_exx991xq4x2016xearning.htm <DESCRIPTION>EXHIBIT 99.1, PRESS RELEASE <TEXT> Document 2 - file: cat_exx991xq4x2016xearning.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>cons-opprofit2016q4a02.jpg <DESCRIPTION>4Q OPERATING PROFIT <TEXT> Document 3 - file: cons-opprofit2016q4a02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>cons-salesandrev2016q4.jpg <DESCRIPTION>4Q SALES AND REVENUES <TEXT> Document 4 - file: cons-salesandrev2016q4.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>g214961bai001a02.jpg <TEXT> Document 5 - file: g214961bai001a02.jpg
</DOCUMENT> </SEC-DOCUMENT>