0000018230-17-000019.txt : 20170104
0000018230-17-000019.hdr.sgml : 20170104
20170104164659
ACCESSION NUMBER: 0000018230-17-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161230
FILED AS OF DATE: 20170104
DATE AS OF CHANGE: 20170104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALHOUN DAVID L
CENTRAL INDEX KEY: 0001233152
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 17506347
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-12-30
0000018230
CATERPILLAR INC
CAT
0001233152
CALHOUN DAVID L
100 N.E. ADAMS STREET
PEORIA
IL
61629
1
0
0
0
Phantom Stock Units
2016-12-30
4
A
0
404
92.79
A
Common Stock
404
10525
D
Each phatom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
Phantom stock units awarded or acquired in lieu of director cash compensation.
The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
Includes adjustments for dividends accrued.
David L. Calhoun; G. Acker, POA
2017-01-04