0000018230-16-000727.txt : 20161114 0000018230-16-000727.hdr.sgml : 20161111 20161114132509 ACCESSION NUMBER: 0000018230-16-000727 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161110 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICKINSON DANIEL M CENTRAL INDEX KEY: 0001264714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 161993176 MAIL ADDRESS: STREET 1: THAYER CAPITAL PARTNERS STREET 2: 1455 PENNSYLVANIA AVENUE NW, STE 350 CITY: WASHINGTON STATE: DC ZIP: 20004 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-10 0000018230 CATERPILLAR INC CAT 0001264714 DICKINSON DANIEL M 100 N.E. ADAMS STREET PEORIA IL 61629 1 0 0 0 Common Stock 2016-11-10 4 M 0 2916 63.04 A 17476 D Common Stock 2016-11-10 4 D 0 1966 93.49 D 15510 D Common Stock 2016-11-10 4 S 0 950 93.52 D 14560 D Stock Appreciation Right 63.04 2016-11-10 4 M 0 2916 0 D 2010-03-02 2017-03-02 Common Stock 2916 0 D Daniel M. Dickinson; G. Acker, POA 2016-11-14