0000018230-16-000727.txt : 20161114
0000018230-16-000727.hdr.sgml : 20161111
20161114132509
ACCESSION NUMBER: 0000018230-16-000727
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161110
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DICKINSON DANIEL M
CENTRAL INDEX KEY: 0001264714
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 161993176
MAIL ADDRESS:
STREET 1: THAYER CAPITAL PARTNERS
STREET 2: 1455 PENNSYLVANIA AVENUE NW, STE 350
CITY: WASHINGTON
STATE: DC
ZIP: 20004
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-11-10
0000018230
CATERPILLAR INC
CAT
0001264714
DICKINSON DANIEL M
100 N.E. ADAMS STREET
PEORIA
IL
61629
1
0
0
0
Common Stock
2016-11-10
4
M
0
2916
63.04
A
17476
D
Common Stock
2016-11-10
4
D
0
1966
93.49
D
15510
D
Common Stock
2016-11-10
4
S
0
950
93.52
D
14560
D
Stock Appreciation Right
63.04
2016-11-10
4
M
0
2916
0
D
2010-03-02
2017-03-02
Common Stock
2916
0
D
Daniel M. Dickinson; G. Acker, POA
2016-11-14