0000018230-16-000725.txt : 20161114
0000018230-16-000725.hdr.sgml : 20161111
20161114131736
ACCESSION NUMBER: 0000018230-16-000725
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161110
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OBERHELMAN DOUGLAS R
CENTRAL INDEX KEY: 0001171770
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 161993118
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-11-10
0000018230
CATERPILLAR INC
CAT
0001171770
OBERHELMAN DOUGLAS R
100 N.E. ADAMS STREET
PEORIA
IL
61629
0
1
0
0
CEO & Chairman of the Board
Common Stock
2016-11-10
4
M
0
55484
73.20
A
246078
D
Common Stock
2016-11-10
4
D
0
43486
93.40
D
202592
D
Common Stock
2016-11-10
4
F
0
5483
93.40
D
197109
D
Common Stock
35424
I
Held by 401(k) Plan
Stock Appreciation Right
73.20
2016-11-10
4
M
0
55484
0
D
2011-03-03
2018-03-03
Common Stock
55484
60000
D
The information in this report is based on a 401(k) Plan statement dated as of 09/30/2016.
Douglas R. Oberhelman; G. Acker POA
2016-11-14