0000018230-16-000475.txt : 20160322
0000018230-16-000475.hdr.sgml : 20160322
20160322132819
ACCESSION NUMBER: 0000018230-16-000475
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160318
FILED AS OF DATE: 20160322
DATE AS OF CHANGE: 20160322
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Umpleby III Donald J
CENTRAL INDEX KEY: 0001566320
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 161520677
MAIL ADDRESS:
STREET 1: 100 N.E. ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629-6490
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-03-18
0000018230
CATERPILLAR INC
CAT
0001566320
Umpleby III Donald J
100 N.E. ADAMS STREET
PEORIA
IL
61629
0
1
0
0
Group President
Common Stock
2016-03-18
4
M
0
1200
63.04
A
35351
D
Common Stock
2016-03-18
4
D
0
998
75.79
D
34353
D
Common Stock
2016-03-18
4
F
0
63
75.79
D
34290
D
Common Stock
824
I
Held by 401(k) Plan
Stock Appreciation Right
63.04
2016-03-18
4
M
0
1200
0
D
2010-03-02
2017-03-02
Common Stock
1200
2141
D
The number of shares in this column has been adjusted from the reporting person's previous Form 4 to account for dividend reinvestment.
The information in this report is based on a 401(k) Plan statement dated as of 12/31/2015.
D. J. Umpleby III; G. Acker, POA
2016-03-22