0000018230-16-000466.txt : 20160309 0000018230-16-000466.hdr.sgml : 20160309 20160309170616 ACCESSION NUMBER: 0000018230-16-000466 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160307 FILED AS OF DATE: 20160309 DATE AS OF CHANGE: 20160309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB SUSAN C CENTRAL INDEX KEY: 0001202958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 161495250 MAIL ADDRESS: STREET 1: 2101 VAN MUNCHING HALL CITY: COLLEGE PARK STATE: MD ZIP: 20742 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-03-07 0000018230 CATERPILLAR INC CAT 0001202958 SCHWAB SUSAN C 100 N.E. ADAMS STREET PEORIA IL 61629 1 0 0 0 Common Stock 2016-03-07 4 A 0 1672 0 A 14468 D The number of shares in this column has been adjusted from the reporting person's previous Form 4 to account for dividend reinvestment. Susan C. Schwab; G. Acker, POA 2016-03-09