0000018230-15-000354.txt : 20151202
0000018230-15-000354.hdr.sgml : 20151202
20151202172130
ACCESSION NUMBER: 0000018230-15-000354
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151130
FILED AS OF DATE: 20151202
DATE AS OF CHANGE: 20151202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Halverson Bradley M
CENTRAL INDEX KEY: 0001307061
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 151265578
MAIL ADDRESS:
STREET 1: 100 N.E. ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-11-30
0000018230
CATERPILLAR INC
CAT
0001307061
Halverson Bradley M
100 N.E. ADAMS STREET
PEORIA
IL
61629
0
1
0
0
Group President & CFO
Phantom Stock Units
2015-11-30
4
A
0
81
72.65
A
Common Stock
81
12962
D
Each phatom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
This total includes 54 shares that were credited to the reporting person's account under the Caterpillar Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $72.65 and 27 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.
The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
Bradley M. Halverson; G. Acker, POA
2015-12-02