0000018230-15-000350.txt : 20151202
0000018230-15-000350.hdr.sgml : 20151202
20151202171557
ACCESSION NUMBER: 0000018230-15-000350
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151130
FILED AS OF DATE: 20151202
DATE AS OF CHANGE: 20151202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Umpleby III Donald J
CENTRAL INDEX KEY: 0001566320
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 151265527
MAIL ADDRESS:
STREET 1: 100 N.E. ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629-6490
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-11-30
0000018230
CATERPILLAR INC
CAT
0001566320
Umpleby III Donald J
100 N.E. ADAMS STREET
PEORIA
IL
61629
0
1
0
0
Group President
Phantom Stock Units
2015-11-30
4
A
0
5431
72.65
A
Common Stock
5431
187346
D
Each phatom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
The phantom stock units were acquired under the Caterpillar Inc. Supplemental Deferred Compensation Plan and the Caterpillar Inc. Deferred Employees' Investment Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
D. J. Umpleby III; G. Acker, POA
2015-12-02