XML 113 R7.htm IDEA: XBRL DOCUMENT v2.4.1.9
Changes in Consolidated Stockholders' Equity (USD $)
In Millions, unless otherwise specified
Total
Common Stock
Treasury stock
Profit employed in the business
Accumulated other comprehensive income (loss)
Noncontrolling interests
Balance at Dec. 31, 2011 $ 12,929us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $ 4,273us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
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$ (10,281)us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
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$ 25,219us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
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$ (6,328)us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
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$ 46us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
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Increase (Decrease) in Stockholders' Equity            
Profit of consolidated and affiliated companies 5,722us-gaap_ProfitLoss 0us-gaap_ProfitLoss
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0us-gaap_ProfitLoss
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5,681us-gaap_ProfitLoss
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0us-gaap_ProfitLoss
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41us-gaap_ProfitLoss
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Foreign currency translation, net of tax 60us-gaap_OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax 0us-gaap_OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
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83us-gaap_OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
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(23)us-gaap_OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
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Pension and other postretirement benefits, net of tax (280)us-gaap_OtherComprehensiveIncomeLossPensionAndOtherPostretirementBenefitPlansAdjustmentNetOfTax 0us-gaap_OtherComprehensiveIncomeLossPensionAndOtherPostretirementBenefitPlansAdjustmentNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossPensionAndOtherPostretirementBenefitPlansAdjustmentNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossPensionAndOtherPostretirementBenefitPlansAdjustmentNetOfTax
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(285)us-gaap_OtherComprehensiveIncomeLossPensionAndOtherPostretirementBenefitPlansAdjustmentNetOfTax
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5us-gaap_OtherComprehensiveIncomeLossPensionAndOtherPostretirementBenefitPlansAdjustmentNetOfTax
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Derivative financial instruments, net of tax (32)us-gaap_OtherComprehensiveIncomeLossDerivativesQualifyingAsHedgesNetOfTax 0us-gaap_OtherComprehensiveIncomeLossDerivativesQualifyingAsHedgesNetOfTax
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(32)us-gaap_OtherComprehensiveIncomeLossDerivativesQualifyingAsHedgesNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossDerivativesQualifyingAsHedgesNetOfTax
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Available-for-sale securities, net of tax 23us-gaap_OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax 0us-gaap_OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax
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22us-gaap_OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax
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1us-gaap_OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax
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Change in ownership from noncontrolling interests (4)cat_ChangeInOwnershipForNoncontrollingInterests 0cat_ChangeInOwnershipForNoncontrollingInterests
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0cat_ChangeInOwnershipForNoncontrollingInterests
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0cat_ChangeInOwnershipForNoncontrollingInterests
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0cat_ChangeInOwnershipForNoncontrollingInterests
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(4)cat_ChangeInOwnershipForNoncontrollingInterests
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Dividends declared (1,319)us-gaap_DividendsCommonStockCash 0us-gaap_DividendsCommonStockCash
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0us-gaap_DividendsCommonStockCash
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(1,319)us-gaap_DividendsCommonStockCash
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0us-gaap_DividendsCommonStockCash
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0us-gaap_DividendsCommonStockCash
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Distribution to noncontrolling interests (6)us-gaap_MinorityInterestDecreaseFromDistributionsToNoncontrollingInterestHolders 0us-gaap_MinorityInterestDecreaseFromDistributionsToNoncontrollingInterestHolders
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0us-gaap_MinorityInterestDecreaseFromDistributionsToNoncontrollingInterestHolders
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(6)us-gaap_MinorityInterestDecreaseFromDistributionsToNoncontrollingInterestHolders
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Common shares issued from treasury stock for stock-based compensation: 10,106,542, 6,258,692 and 7,515,149 for the years ended December 31, 2014, 2013 and 2012, respectively 52cat_CommonSharesIssuedFromTreasuryStockForStockBasedCompensation (155)cat_CommonSharesIssuedFromTreasuryStockForStockBasedCompensation
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207cat_CommonSharesIssuedFromTreasuryStockForStockBasedCompensation
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0cat_CommonSharesIssuedFromTreasuryStockForStockBasedCompensation
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0cat_CommonSharesIssuedFromTreasuryStockForStockBasedCompensation
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0cat_CommonSharesIssuedFromTreasuryStockForStockBasedCompensation
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Stock-based compensation expense 245us-gaap_StockIssuedDuringPeriodValueShareBasedCompensation 245us-gaap_StockIssuedDuringPeriodValueShareBasedCompensation
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0us-gaap_StockIssuedDuringPeriodValueShareBasedCompensation
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0us-gaap_StockIssuedDuringPeriodValueShareBasedCompensation
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0us-gaap_StockIssuedDuringPeriodValueShareBasedCompensation
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0us-gaap_StockIssuedDuringPeriodValueShareBasedCompensation
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Net excess tax benefits from stock-based compensation 192us-gaap_AdjustmentsToAdditionalPaidInCapitalTaxEffectFromShareBasedCompensation 192us-gaap_AdjustmentsToAdditionalPaidInCapitalTaxEffectFromShareBasedCompensation
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0us-gaap_AdjustmentsToAdditionalPaidInCapitalTaxEffectFromShareBasedCompensation
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0us-gaap_AdjustmentsToAdditionalPaidInCapitalTaxEffectFromShareBasedCompensation
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0us-gaap_AdjustmentsToAdditionalPaidInCapitalTaxEffectFromShareBasedCompensation
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0us-gaap_AdjustmentsToAdditionalPaidInCapitalTaxEffectFromShareBasedCompensation
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Cat Japan share redemption [1] 0cat_NoncontrollingInterestShareRedemption (74)cat_NoncontrollingInterestShareRedemption
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0cat_NoncontrollingInterestShareRedemption
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(23)cat_NoncontrollingInterestShareRedemption
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107cat_NoncontrollingInterestShareRedemption
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(10)cat_NoncontrollingInterestShareRedemption
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Balance at Dec. 31, 2012 17,582us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest 4,481us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
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(10,074)us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
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29,558us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
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(6,433)us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
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50us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
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Increase (Decrease) in Stockholders' Equity            
Profit of consolidated and affiliated companies 3,803us-gaap_ProfitLoss 0us-gaap_ProfitLoss
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0us-gaap_ProfitLoss
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3,789us-gaap_ProfitLoss
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0us-gaap_ProfitLoss
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14us-gaap_ProfitLoss
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Foreign currency translation, net of tax (277)us-gaap_OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax 0us-gaap_OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
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(280)us-gaap_OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
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3us-gaap_OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
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Pension and other postretirement benefits, net of tax 2,762us-gaap_OtherComprehensiveIncomeLossPensionAndOtherPostretirementBenefitPlansAdjustmentNetOfTax 0us-gaap_OtherComprehensiveIncomeLossPensionAndOtherPostretirementBenefitPlansAdjustmentNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossPensionAndOtherPostretirementBenefitPlansAdjustmentNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossPensionAndOtherPostretirementBenefitPlansAdjustmentNetOfTax
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2,762us-gaap_OtherComprehensiveIncomeLossPensionAndOtherPostretirementBenefitPlansAdjustmentNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossPensionAndOtherPostretirementBenefitPlansAdjustmentNetOfTax
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Derivative financial instruments, net of tax 37us-gaap_OtherComprehensiveIncomeLossDerivativesQualifyingAsHedgesNetOfTax 0us-gaap_OtherComprehensiveIncomeLossDerivativesQualifyingAsHedgesNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossDerivativesQualifyingAsHedgesNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossDerivativesQualifyingAsHedgesNetOfTax
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37us-gaap_OtherComprehensiveIncomeLossDerivativesQualifyingAsHedgesNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossDerivativesQualifyingAsHedgesNetOfTax
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Available-for-sale securities, net of tax 16us-gaap_OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax 0us-gaap_OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax
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16us-gaap_OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossAvailableForSaleSecuritiesAdjustmentNetOfTax
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Change in ownership from noncontrolling interests 7cat_ChangeInOwnershipForNoncontrollingInterests (6)cat_ChangeInOwnershipForNoncontrollingInterests
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0cat_ChangeInOwnershipForNoncontrollingInterests
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0cat_ChangeInOwnershipForNoncontrollingInterests
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0cat_ChangeInOwnershipForNoncontrollingInterests
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13cat_ChangeInOwnershipForNoncontrollingInterests
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Dividends declared (1,493)us-gaap_DividendsCommonStockCash 0us-gaap_DividendsCommonStockCash
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0us-gaap_DividendsCommonStockCash
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0us-gaap_DividendsCommonStockCash
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Distribution to noncontrolling interests (13)us-gaap_MinorityInterestDecreaseFromDistributionsToNoncontrollingInterestHolders 0us-gaap_MinorityInterestDecreaseFromDistributionsToNoncontrollingInterestHolders
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Common shares issued from treasury stock for stock-based compensation: 10,106,542, 6,258,692 and 7,515,149 for the years ended December 31, 2014, 2013 and 2012, respectively 128cat_CommonSharesIssuedFromTreasuryStockForStockBasedCompensation (92)cat_CommonSharesIssuedFromTreasuryStockForStockBasedCompensation
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0us-gaap_StockIssuedDuringPeriodValueShareBasedCompensation
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Net excess tax benefits from stock-based compensation 95us-gaap_AdjustmentsToAdditionalPaidInCapitalTaxEffectFromShareBasedCompensation 95us-gaap_AdjustmentsToAdditionalPaidInCapitalTaxEffectFromShareBasedCompensation
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Common shares repurchased: 41,762,325 and 23,484,843 shares for years ended December 31, 2014 and 2013, respectively [2] (2,000)us-gaap_TreasuryStockValueAcquiredCostMethod 0us-gaap_TreasuryStockValueAcquiredCostMethod
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Balance at Dec. 31, 2013 20,878us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest 4,709us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
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(11,854)us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
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31,854us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
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(3,898)us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
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67us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
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Increase (Decrease) in Stockholders' Equity            
Profit of consolidated and affiliated companies 3,711us-gaap_ProfitLoss 0us-gaap_ProfitLoss
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0us-gaap_ProfitLoss
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3,695us-gaap_ProfitLoss
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0us-gaap_ProfitLoss
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16us-gaap_ProfitLoss
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Foreign currency translation, net of tax (1,164)us-gaap_OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax 0us-gaap_OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
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0us-gaap_OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
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(1,164)us-gaap_OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
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[1] 1 See Note 25 regarding the Cat Japan share redemption.
[2] 2 See Note 16 regarding shares repurchased.