0000018230-14-000435.txt : 20141202
0000018230-14-000435.hdr.sgml : 20141202
20141202153851
ACCESSION NUMBER: 0000018230-14-000435
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141128
FILED AS OF DATE: 20141202
DATE AS OF CHANGE: 20141202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RUST EDWARD B JR
CENTRAL INDEX KEY: 0001196159
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 141260465
MAIL ADDRESS:
STREET 1: MCGRAW-HILL COMPANIES
STREET 2: 1221 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10020
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-11-28
0000018230
CATERPILLAR INC
CAT
0001196159
RUST EDWARD B JR
100 N.E. ADAMS STREET
PEORIA
IL
61629
1
0
0
0
Common Stock
2014-11-28
4
A
0
142
102.365
A
Common Stock
142
25530
D
Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
Phantom stock units awarded or acquired in lieu of director cash compensation.
The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Pan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
Includes adjustments for dividends accrued.
Edward B. Rust, Jr.; S.R. Underwood, POA
2014-12-02