0000018230-14-000400.txt : 20141103
0000018230-14-000400.hdr.sgml : 20141103
20141103153055
ACCESSION NUMBER: 0000018230-14-000400
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141031
FILED AS OF DATE: 20141103
DATE AS OF CHANGE: 20141103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWAB SUSAN C
CENTRAL INDEX KEY: 0001202958
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 141189260
MAIL ADDRESS:
STREET 1: 2101 VAN MUNCHING HALL
CITY: COLLEGE PARK
STATE: MD
ZIP: 20742
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-10-31
0000018230
CATERPILLAR INC
CAT
0001202958
SCHWAB SUSAN C
100 N.E. ADAMS STREET
PEORIA
IL
61629
1
0
0
0
Phantom Stock Units
2014-10-31
4
A
0
123
101.605
A
Common Stock
123
4736
D
Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
Phantom stock units awarded or acquired in lieu of director cash compensation.
The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
Susan C. Schwab; S.R. Underwood, POA
2014-11-03