0000018230-14-000311.txt : 20140807 0000018230-14-000311.hdr.sgml : 20140807 20140807170756 ACCESSION NUMBER: 0000018230-14-000311 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140506 FILED AS OF DATE: 20140807 DATE AS OF CHANGE: 20140807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAPP EDWARD J CENTRAL INDEX KEY: 0001171780 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 141024749 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2014-05-06 2014-05-07 0000018230 CATERPILLAR INC CAT 0001171780 RAPP EDWARD J 100 N.E. ADAMS STREET PEORIA IL 61629 0 1 0 0 Group President Common Stock 2014-05-06 4 M 0 15000 45.6425 A 80328 D Common Stock 2014-05-06 4 F 0 10534 104.035 D 69794 D Common Stock 2014-05-06 4 M 0 15000 45.6425 A 84794 D Common Stock 2014-05-06 4 S 0 15000 103.986 D 69794 D This amended Form 4 is being filed to correct the number of shares beneficially owned following each of the reported transactions. E. J. Rapp; S.R. Underwood, POA 2014-08-07