0000018230-14-000181.txt : 20140506
0000018230-14-000181.hdr.sgml : 20140506
20140506135902
ACCESSION NUMBER: 0000018230-14-000181
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140502
FILED AS OF DATE: 20140506
DATE AS OF CHANGE: 20140506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bozeman David P
CENTRAL INDEX KEY: 0001575959
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 14816419
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-05-02
0000018230
CATERPILLAR INC
CAT
0001575959
Bozeman David P
100 N.E. ADAMS STREET
PEORIA
IL
61629
0
1
0
0
Senior Vice President
Common Stock
2014-05-02
4
M
0
167
A
15657
D
Common Stock
2014-05-02
4
F
0
55
105.155
D
15602
D
Restricted Stock Units
2014-05-02
4
M
0
167
A
2014-05-02
Common Stock
167
333
D
Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On May 2, 2014, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar Inc. common stock.
Represents restricted stock units (RSUs) awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan. Each RSU award vests in three equal annual installments beginning on the third anniversary of the initial grant date of May 2, 2011.
David P Bozeman; S R Underwood, POA
2014-05-06