0000018230-14-000157.txt : 20140501
0000018230-14-000157.hdr.sgml : 20140501
20140501175913
ACCESSION NUMBER: 0000018230-14-000157
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140429
FILED AS OF DATE: 20140501
DATE AS OF CHANGE: 20140501
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Halverson Bradley M
CENTRAL INDEX KEY: 0001307061
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 14806298
MAIL ADDRESS:
STREET 1: 100 N.E. ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-04-29
0000018230
CATERPILLAR INC
CAT
0001307061
Halverson Bradley M
100 N.E. ADAMS STREET
PEORIA
IL
61629
0
1
0
0
Group President & CFO
Common Stock
2014-04-29
4
M
0
11000
45.6425
A
31835
D
Common Stock
2014-04-29
4
S
0
11000
104.6034
D
20835
D
Common Stock
2014-04-29
4
M
0
17000
72.05
A
37835
D
Common Stock
2014-04-29
4
D
0
11717
104.5083
D
26118
D
Common Stock
2014-04-29
4
S
0
5283
104.5083
D
20835
D
Common Stock
2014-04-29
4
S
0
3355
104.80
D
17480
I
By Mindy Halverson Trust
Employee Stock Options
45.6425
2014-04-29
4
M
0
11000
0
D
2015-02-18
Common Stock
11000
0
D
Stock Aprreciation Right
72.05
2014-04-29
4
M
0
17000
0
D
2009-02-17
2016-02-17
Common stock
17000
0
D
Exercisable in thirds beginning 1 year after the initial grant date. (1/3 after one year; 1/3 after two years; 1/3 after 3 years).
Bradley M. Halverson; S.R. Underwood, POA
2014-05-01