0000018230-14-000039.txt : 20140204
0000018230-14-000039.hdr.sgml : 20140204
20140204141343
ACCESSION NUMBER: 0000018230-14-000039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140131
FILED AS OF DATE: 20140204
DATE AS OF CHANGE: 20140204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAPP EDWARD J
CENTRAL INDEX KEY: 0001171780
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 14571506
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-01-31
0000018230
CATERPILLAR INC
CAT
0001171780
RAPP EDWARD J
100 N.E. ADAMS STREET
PEORIA
IL
61629
0
1
0
0
Group President
Common Stock
2014-01-31
4
M
0
30000
38.6275
A
85755
D
Common Stock
2014-01-31
4
F
0
19791
93.35
D
65824
D
Common Stock
2014-01-31
4
M
0
30000
38.6275
A
95824
D
Common Stock
2014-01-31
4
S
0
30000
94.2366
D
65824
D
Employee Stock Option
38.6275
2014-01-31
4
M
0
60000
0
D
2004-12-31
2014-06-08
Common Stock
60000
0
D
Includes adjustments for dividends accrued and shares acquired under Caterpillar Inc.'s 401(k) plan.
E. J. Rapp; S.R. Underwood, POA
2014-02-04