0000018230-14-000020.txt : 20140103
0000018230-14-000020.hdr.sgml : 20140103
20140103112039
ACCESSION NUMBER: 0000018230-14-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140103
DATE AS OF CHANGE: 20140103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bozeman David P
CENTRAL INDEX KEY: 0001575959
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 14503956
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-12-31
0000018230
CATERPILLAR INC
CAT
0001575959
Bozeman David P
100 N.E. ADAMS STREET
PEORIA
IL
61629
0
1
0
0
Senior Vice President
Phantom Stock Units
2013-12-31
4
A
0
14
90.81
A
Common Stock
14
846
D
Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
This total includes 7 shares which were credited to the reporting person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $90.81 and 7 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.
The phantom stock units are be settled 100% in cash upon the reporting person's retirement or separation from service.
David P Bozeman; S R Underwood, POA
2014-01-03