0000018230-14-000004.txt : 20140102
0000018230-14-000004.hdr.sgml : 20140101
20140102151735
ACCESSION NUMBER: 0000018230-14-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140102
DATE AS OF CHANGE: 20140102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAGOWAN PETER A
CENTRAL INDEX KEY: 0001171799
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 14501507
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-12-31
0000018230
CATERPILLAR INC
CAT
0001171799
MAGOWAN PETER A
100 N.E. ADAMS STREET
PEORIA
IL
61629
1
0
0
0
Phantom Stock Units
2013-12-31
4
A
0
137
0
A
Common Stock
137
30103
D
Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
Phantom stock units awarded or acquired in lieu of director cash compensation.
The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
Peter A. Magowan; S.R. Underwood, POA
2014-01-02